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研究生: 葉耀聰
Yeh, Yaw-Tsong
論文名稱: 自由憲政民主之當代挑戰:典範衰退之分析
The Contemporary Challenges of Liberal Constitutional Democracy: An Analysis of Decline of Paradigm
指導教授: 陳文政
Chen, Wen-Cheng
口試委員: 周陽山
Chou, Yang-sun
廖義銘
Liao, I-Ming
劉瀚宇
Liu, Han-Yu
鍾國允
Chung, Kuo-Yun
陳文政
Chen, Wen-Cheng
口試日期: 2022/11/07
學位類別: 博士
Doctor
系所名稱: 政治學研究所
Graduate Institute of Political Science
論文出版年: 2022
畢業學年度: 111
語文別: 中文
論文頁數: 203
中文關鍵詞: 典範自由憲政民主民粹主義威權韌性
英文關鍵詞: paradigm, liberal constitutional democracy, populism, authoritarian resilience
研究方法: 文件分析法
DOI URL: http://doi.org/10.6345/NTNU202205655
論文種類: 學術論文
相關次數: 點閱:172下載:27
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  • 從1989年柏林圍牆倒塌至1991年蘇聯解體之後,自由憲政民主的蓬勃發展,而有日裔美國學者福山發表歷史終結論的看法。然根據自由之家統計,全球民主已出現連續16年的衰退,尤其中、東歐民粹主義興起及美國民主的衰退,使人開始懷疑自由憲政民主所建立起來的典範,似已衰微。其次,威權主義的崛起,如俄羅斯及中國,並沒有因民主化浪潮而走向自由民主,反而利用本身韌性而能與自由憲政民主體制抗衡,甚至造成威脅。
    本文的核心問題意識是:當代自由憲政民主典範,是否面臨衰退?如其典範衰退為真,主要面臨之挑戰為何?本文的論證邏輯如下:首先釐清自由憲政民主典範之內涵;其次說明其典範危機之浮現;再者,為求聚焦,本文採「內部挑戰—外部挑戰」分析架構,從內部主要挑戰之民粹主義及外部主要挑戰之威權韌性,分別進行探討;最後,分析自由憲政民主典範對前述挑戰之回應。
    本文的研究發現如下:第一,自由憲政民主除了開放性之外,尚具有動態不穩定特性,從而由內產生具非自由民主理念之民粹主義,侵蝕了自由憲政民主的常規;其次,威權大國(如中國)為維護政權所展現之韌性,不但對內能維持統治穩定性,還能與自由民主國家進行抗衡,從而由外威脅到自由民主典範。因此,自由憲政民主典範同時面對來自內、外部之挑戰。本文認為,有識之士有必要從其理論及制度盲點缺失,進行診斷進而加以更新改良,俾能在典範競逐中保有主流典範地位。

    From the fall of the Berlin Wall in 1989 and the disintegration of the Soviet Union in 1991, liberal constitutional democracy flourished, and it was the context that Francis Fukuyama, expressed his arguments on “the end of history”. However, according to the statistics of Freedom House, global democracy has experienced 16 consecutive years of decline, especially the rise of populism in Central and Eastern Europe and the decline of American democracy, making people doubt that the paradigm established by liberal constitutional democracy seems to have declined. In the next place, the rise of authoritarianism, such as Russia and China, did not transfer their authoritarian regime to liberal democracy as the wave of democratization prevailed. Instead, rising authoritarian countries used their own resilience to compete with the liberal constitutional democracy system and even constitute a threat to the latter.
    The core problem consciousness of this article is: Is the contemporary paradigm of liberal constitutional democracy facing decline? If the paradigmatic recession is true, what are the main challenges? The argument logic of this article is as follows: firstly, clarify the connotation of the liberal constitutional democratic paradigm; secondly, explain the emergence of crisis of paradigm; furthermore, for the sake of focus, this article adopts the framework of analysis of “internal challenges-external challenges,” Discuss separately from the internal main challenge of populism and the external main challenge of authoritarian resilience; finally, analyze the responses of the liberal constitutional democracy paradigm to the aforementioned challenges.
    The research findings of this article are as follows: firstly, in addition to openness, liberal constitutional democracy is also characterized by dynamic instability, which in turn produces populism with illiberal democratic ideas, which erodes the norms of liberal constitutional democracy; secondly, the resilience shown by authoritarian powers (such as China) for maintaining the regime can not only maintain the stability of the rule internally, but also compete with liberal democracies, thereby threatening the paradigm of liberal democracy from the outside. Thus, the paradigm of liberal constitutional democracy faces both internal and external challenges. This article argues that it is necessary for people to diagnose the blind spots of their theories and systems, and then to renew and improve them, so as to keep the dominant status in paradigmatic competition.

    第一章 緒論 1 第一節 研究動機與研究目的 1 壹、研究動機 1 貳、研究目的 4 第二節 研究途徑與研究方法 4 壹、研究途徑 4 貳、研究方法 6 第三節 文獻分析與名詞釋義 6 壹、文獻分析 6 貳、名詞釋義 19 第四節 研究架構與研究範圍 22 壹、研究架構 22 貳、研究範圍 23 第二章 自由憲政民主典範之分析 25 第一節 自由憲政民主典範的興起 26 壹、自由主義的發展 26 貳、民主政治的興盛 31 參、憲政主義的崛起 33 肆、三股思潮的匯聚 35 第二節 自由憲政民主典範的內涵 37 壹、有限政府 37 貳、民主政治 38 參、法律主治 39 肆、人權保障 41 第三節 自由憲政民主典範的鞏固 42 壹、典範之界定 42 貳、典範競逐與典範鞏固之意涵 43 參、自由憲政民主之典範鞏固 44 第四節 本文的綜合分析 49 第三章 自由憲政民主典範危機之浮現 51 第一節 自由憲政民主典範危機的徵象 52 壹、常態民主機制日漸式微 53 貳、非自由的民粹主義興起 60 參、威權主義韌性漸趨顯著 62 第二節 全球化對自由憲政民主典範的衝擊 65 壹、全球化不平等現象衝擊 65 貳、全球化的黑暗面與對策 68 第三節 自由憲政民主典範危機之成因 72 壹、自由憲政民主之危機 72 貳、政治極化及民主失色 75 第四節 本文的綜合分析 78 第四章 自由憲政民主典範主要之內部挑戰:民粹主義 81 第一節 民粹主義之意涵 82 壹、民粹主義意識與詞令利用 82 貳、民粹主義意涵之學術爭辯 85 參、本文脈絡之民粹主義意涵 89 第二節 民粹主義對自由主義之挑戰 92 壹、民粹主義與自由主義的脫鉤 92 貳、民粹主義與非自由主義式民主 95 第三節 民粹主義對民主政治之挑戰 98 壹、自由主義式民主政治之意涵 98 貳、民粹主義與自由民主之關係 99 參、民粹主義對自由民主的挑戰 100 第四節 民粹主義對憲政主義之挑戰 102 壹、憲政主義結構內涵 102 貳、民粹式憲政主義之弔詭 105 參、民粹主義與憲政主義之扞格挑戰 109 第五章 自由憲政民主典範主要之外部挑戰:威權韌性 115 第一節 威權韌性的生成與徵象 116 壹、威權韌性的生成 116 貳、威權韌性的徵象 121 第二節 威權韌性對自由主義之挑戰 125 壹、威權常規提升影響自由民主基本權利 125 貳、威權韌性戕害自由人權 128 第三節 威權韌性對民主政治之挑戰 130 壹、威權國家藉由軟實力侵蝕民主文化 130 貳、威權國家藉由銳實力侵蝕民主正當性 132 參、威權韌性動搖民主體制之自信心 134 第四節 威權韌性對憲政主義之挑戰 136 壹、威權韌性對憲政穩定性之破毀 136 貳、威權韌性對憲政核心精神之挑戰 138 第六章 自由憲政民主典範面對挑戰之回應 143 第一節 自由憲政民主典範對民粹主義之回應 143 壹、憲政民主對民粹主義制衡 144 貳、民粹主義矛盾情結與根治 146 參、民粹主義與民主政治發展 147 第二節 自由憲政民主典範對威權韌性之回應 148 壹、對威權主義軟實力挑戰的回應 148 貳、對威權主義銳實力挑戰的回應 149 參、對威權主義獨裁者挑戰的回應 151 第三節 健全自由憲政民主典範的途徑與對策 153 壹、民主連續性元素與進步 153 貳、建立自由民主文化信念 156 參、建立民主的韌性與團結 159 第四節 自由憲政民主典範變遷可能性之分析 162 壹、轉型典範衰退的分析 163 貳、典範衰退的終結 173 參、價值轉變與民主變遷 181 第七章 結論 185 第一節 研究發現 185 第二節 研究建議 188 參考文獻 193

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    Slater, Dan. “Democratic Careening,” World Politics 65.4(2013): pp 729-763.
    Son, Bui Ngoc. “China’s Comparative Constitution,” Vanderbilt Journal of Transnational Law 54.1(2021): pp. 1-29.
    Svolik, Milan W. “Polarization versus Democracy,” Journal of Democracy 27.1(2019): pp.20-32.
    Tushnet, Mark. “Varieties of Populism,” German Law Journal 20(2019): pp.382-389.
    Walker, Christopher. “The Authoritarian Threat: The Hijacking of ‘Soft Power’,” Journal of Democracy 27.1(2016): pp.49-63.
    Walker, Christopher. “What Is ‘Sharp Power’,” Journal of Democracy 29.3(2018): pp.9-23.
    Walker, Christopher, Shanthi Kalathil, and Jessica Ludwig. “The Cutting Edge of Sharp Power,” Journal of Democracy 31.1(2018): pp.124-137.
    Wedeman, Andrew. “Does China Fit the Model?” Journal of Democracy 29.1(2018): pp.86-95.
    Welzel, Christian. “Why the Future Is Democratic,” Journal of Democracy 32.2.(2021): pp. 132-144.
    Welzel, Christian., Stefan Kruse, and Lennart Brunkert. “Why the Future Is (Still) Democratic,” Journal of Democracy 31.1(2022): pp.156-162.
    Yeh, Jiunn-Rong, and Wen-Chen Chang. “The Emergency of Transnational Constitutionalism: Its Features, Challenges and Solutions,” Penn State International Law Review 4.1(2008): pp.89-124.
    三、網路資源
    Freedom House, Freedom in the World 2019: (2019) Democracy in Retreat, www.freedomhouse.org, 2019/03/25.
    Freedom House, Freedom in the World 2022: (2022) The Global Expansion of Authoritarian Rule, www.freedomhouse.org, 2022/09/09.

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