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研究生: 詹雅蘭
Ya-Lan Chan
論文名稱: OAIS參考模式應用在國家檔案永久典藏機制之探討
指導教授: 陳昭珍
學位類別: 碩士
Master
系所名稱: 圖書資訊學研究所
Graduate Institute of Library and Information Studies
論文出版年: 2004
畢業學年度: 92
語文別: 中文
論文頁數: 263
中文關鍵詞: OAIS永久典藏國家檔案電子檔案數位典藏
英文關鍵詞: OAIS, long-term perservation, national archives, electronic record, electronic archives
論文種類: 學術論文
相關次數: 點閱:243下載:30
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  • 檔案是政府機關處理業務之公文,是人類傳承經驗與了解過去的重要資訊,隨著政府業務資訊化、電腦化,電子公文檔案透過網路,不但縮短了業務處理時間,且利於交換與使用,然而也造成電子檔案的典藏問題。此外,國家檔案的電子檔,因其為具有永久保存價值,因此本研究將探討國家檔案永久典藏機制。
      數位典藏的生命週期短暫,受限於軟硬體環境,加上檔案的儲存媒體損耗問題,使得數位資源的永久典藏面臨極大的挑戰。目前全球各國皆體認到數位資源永久典藏的困難,這幾年也不斷地投入研究計畫,其中OAIS參考模式為美國太空資訊系統諮詢委員會所發展,目前已通過ISO標準,可以應用於各種資料類型,而且OAIS參考模式提供了資訊模型及功能模型,其分別可做為詮釋資料格式設計及典藏系統規畫的參考。此外,OAIS參考模式為一個通用的架構,依OAIS參考模式的資訊模型所設計的詮釋資料格式,其檔案能互通與交換。
      本研究採用文獻分析法及訪談法。用文獻分析法以了解數位資源長久保存議題、國家檔案及電子檔案特質、數位資源永久典藏相關計畫,並深入分析OAIS參考模式之理論架構及其應用;訪談法則談訪檔案管理局人員,以實際了解國家檔案的電子檔案在長久保存方面的看法及需求。
      最後本研究依文獻分析及訪談調查結果,以OAIS參考模式規劃一個可應用於國家檔案的長久典藏系統,並設計三個資訊封包及其詮釋資料格式。此外,依據本研究結果,提出對檔案管理局之建議及未來研究建議,建議檔案管理局與機關協商傳送封包的規格及擬定相關法規,並對本研究規畫之系統與詮釋資料格式進行建置及修正,此外,針對檔案管理局、機關電子檔案長久保存、國家數位典藏三個方面提出未來研究建議。

    Public records keep all information about the results of the government mechanism processes for decision-making and policies implementation. Government archives make people understand the convention of business processing in government. We need a certain kind of long-termed preservation mechanism for those national archives are worth keeping permanently in digital forms.
    Computerization shortens government business processing time, and makes electronic documents online exchange easier. However, there are some problems for preservation obviously. The study discusses all issues about how to design a long-termed preservation mechanism for electronic records in National Archives Administration.
    The life cycle of records stored in digital media is not as long as the printed material. One of solutions for electronic records preservation is OAIS reference model. It was developed by Consultative Committee and has become one of ISO standards. It includes information model for designing a long-term preservation metadata, function model for planning an archival system and principles for documents exchanging between organizations.
    All known issues about electronic records applied literature review under OAIS reference model as the major methodology, including digital resources and the characteristics of national electronic archives. Draft requirements for digital archives long-term preservation based on staff opinion analysis in National Archive Administration, including preservation system of National Archives, three information packages, and metadata. Finally, the result of the study provided some future research recommendations in the end.

    第一章 緒論 1 第一節 研究動機 1 第二節 研究目的 4 第三節 研究問題 4 第四節 研究方法 5 第五節 研究範圍與限制 6 第六節 名詞解釋 6 第二章 文獻分析 8 第一節 數位資源的永久保存 8 第二節 國家檔案與電子檔案 31 第三節 數位典藏長久保存相關計畫 45 第四節 小結 64 第三章 研究設計與步驟 68 第一節 研究方法及工具 68 第二節 初步訪談大綱 69 第三節 訪談對象 70 第四節 研究實施與步驟 71 第四章 OAIS參考模式及相關研究 74 第一節 OAIS的工作內容及設計理念 74 第二節 OAIS的功能模型 76 第三節 OAIS的詮釋資料內涵 83 第四節 OAIS的長久保存策略 88 第五節 OAIS長久保存的詮釋資料格式 ——以OCLC/RLG欄位為例 92 第六節 OAIS應用計畫——NEDLIB project 106 第七節 小結 114 第五章 專家訪談與系統設計 117 第一節 檔案局簡介 117 第二節 檔案局對檔案長久保存的觀念 120 第三節 檔案局的未來 128 第四節 系統規劃 129 第五節 封包及詮釋資料設計 137 第六節 小結 199 第六章 結論與建議 202 第一節 結論 202 第二節 建議 208 參考書目 210 附錄 220 附錄一:國家檔案描述標準格式與EAD對照表 220 附錄二: 訪談逐字稿 237 表目次 表2-1  數位資源的永久保存相關議題綜合整理 64 表2-2 數位資源長久保存相關計畫簡介 66 表3-1 訪談對象一覽表 70 表4-1 保存描述資訊的內容範例 86 表4-2 OCLC/RLG內容資料描述 93 表4-3 OCLC/RLG軟體環境描述欄位 96 表4-4 OCLC/RLG硬體環境描述 98 表4-5 OCLC/RLG參考資訊欄位 101 表4-6 OCLC/RLG情境資訊欄位 102 表4-7 OCLC/RLG起源資訊欄位 103 表4-8 OCLC/RLG固定資訊欄位 105 表4-9 NEDLIB描述欄位 110 表5-1 AIP資料類型及應用版本 139 表5-2 固定欄位資訊 141 表5-3 表徵類別欄位 142 表5-4 環境類別欄位 143 表5-5 增加的schema欄位 143 表5-6 AIP保存描述資訊欄位 150 表5-7 SIP保存描述資訊欄位 169 表5-8 DIP保存描述資訊欄位 184 表5-9 長久典藏系統功能 199 表5-10 三個封包詮釋資料之異同 201 圖目次 圖2-1 模擬的問題環境 22 圖2-2 封裝文獻的內涵 23 圖2-3 模擬之運作情形 24 圖2-4 文書製作流程 32 圖2-5 機關檔案管理示意圖 33 圖2-6 檔案層級概念示意圖 37 圖2-7 OAIS環境模型圖 46 圖2-8 ERA的發展策略示意圖 50 圖2-9 ERA虛擬工作台示意圖 51 圖2-10 ERA系統架構圖 52 圖2-11 VERS原型設計圖 57 圖2-12 紀錄擷取過程示意圖 58 圖2-13 詮釋資料增加示意圖 58 圖2-14 長久保存電子檔案結構的標準示意圖 61 圖3-1 研究步驟流程圖 73 圖4-1 OAIS外部資料環境 76 圖4-2 OAIS功能實體 77 圖4-3 OAIS資料流程圖 82 圖4-4 資訊物件關連示意圖 84 圖4-5 資訊種類及其關係 84 圖4-6 AIP的內涵 88 圖4-7 內容資訊封包完整架構 93 圖4-8 PDI完整架構 100 圖4-9 DLS系統模型 107 圖4-10 OAIS資料流程圖 115 圖4-11 封包的內涵 116 圖5-1 國家檔案描述格式之交換架構圖 125 圖5-2 典藏系統功能圖 135 圖5-3 資料流程圖 137 圖5-4 LC實體封包概念圖 138 圖5-5 封包元素 139 圖6-1 資料流程圖 206 圖6-2 LC實體封包概念圖 207

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    PANDORA網站計畫網站(http://pandora.nla.gov.au/index.html)
    Preservation Access to Digital Information [PADI]蒐集長久保存相當資源並可連結,(http://www.nla.gov.au/padi/index.html)
    Preserving and Accessing Network Document Resources of Australia. (n.d.) PANDORA, Australia's Web Archive: An Overview. Retrieved November 18, 2003, from http://pandora.nla.gov.au/background.html
    Public Office of Victoria. (n.d.). Victorian Electronic Records strategy. (version 2). Retrieved November 25, 2003, from http://www.prov.vic.gov.au/vers/standards/Version%202%20release/StandardVersion2.htm
    Public Records Office (2001). E-Government policy Framework for Electronic Records Management. UK:PRO. Retrieved November 3, 2003, from PRO Web Site: http://www.pro.gov.uk/recordsmanagement/erecords/default.htm
    RLG提供OAIS參考模式典藏概要,(http://www.rlg.org/longterm/oais_schematics.html)
    RLG提供長久保存資訊及連結,(http://www.rlg.org/longterm/)
    Rothenberg, J. (1998). Avoiding Technological Quicksand: Finding a Viable Technical Foundation for Digital Preservation. Washington, DC: Council on Library and Information Resources. Retrieved October 31, 2003, from http://www.clir.org/pubs/reports/rothenberg/contents.html
    Rothenberg, J. (1999). Ensuring the Longevity of Digital Information. (Rev. ed.) Retrieved November 1, 2003, from http://www.clir.org/pubs/archives/ensuring.pdf
    Rothenberg, J. (2000). An Experiment in Using Emulation to preserve Digital Publications. (Rev. ed.). Den Haag: Koninklijke Bibliotheek. Retrieved November 5, 2003, from the World Wide Web: http://www.kb.nl/coop/nedlib/results/emulationpreservationreport.pdf
    San Diego Supercomputer Center (1999). Report on Collection Based Persistent Archives. Retrieved November 1, 2003, from http://www.sdsc.edu/NARA/Publications/col-rep.html
    Smith, B. (2002). Preserving tomorrow’s memory: Preserving digital content for future generations. Information Service & Use, 22, 133-139.
    Smith, W. (1997). PANDORA – Boxing for survival: Archiving, Preservation and Access Issues Related to Australian Internet Based Publications. Retrieved November 18, 2003, from http://www.nla.gov.au/nla/staffpaper/wsmith3.html
    Steenbakkers, J. F. (2002). Preserving electronic publications. Information Service & Use, 22(2/3). 89-97. Retrieved October 25, 2003, form Academic Search Premier database.
    The Research Libraries Group. (1996). Preserving Digital Information: Report of the Task Force on Archiving of Digital Information. Retrieved October 31, 2003, from http://www.rlg.org/ArchTF/tfadi.index.htm
    Thibodeau, K. (2001). Building the Archives of the Future: Advances in Preserving Electronic Records at the National Archives and Records Administration. D-Lib Magazine, 7(2). Retrieved October 25, 2003, from http://www.dlib.org/dlib/february01/thibodeau/02thibodeau.html
    Thubodeau, K. (2003). Preservation and Migration of Electronic Records: The State of the Issue. Retrieved November 26, 2003, from http://www.archives.gov/electronic_records_archives/papers/preservation_and_migration.html
    van Diessen, R. J. & Steenbergen, J. F. (2002). The Long-Term Preservation Study of the DNEP project: an overview of the results. Netherlands: IBM/Koninklijke Bibliotheek. Retrieved November 3, 2003, from http://www-5.ibm.com/nl/dias/resource/overview.pdf
    Victorian Electronic Records Strategy Project Team. (1998).Victorian Electronic Records Strategy Final Report. Victoria, Australia: Public Record Office Victoria. Retrieved November, 21, 2003, from http://www.prov.vic.gov.au/vers/published/final.htm
    Webb, C. (1998). Preservation of electronic information: what we should be thinking about now. Retrieved October 31, 2003, from http://www.nla.gov.au/nla/staffpaper/webb2.html
    Wiggins, R. (2001). Digital Preservation: Paradox & Promise. Library Journal, 26(7). P.12-15. Retrieved October 25, 2003, from http://libraryjournal.reviewsnews.com/index.asp?layout=article&articleid=CA106209&publication=libraryjournal 
    Woodyard, D. (2000). Digital Preservation: the Australian Experience. Retrieved December 8, 2003, from http://www.nla.gov.au/nla/staffpaper/dw001004.html
    加拿大國家檔案館提供電子檔案保存網頁,(http://www.archives.ca/13/130103_e.html)
    美國國家檔案暨文件署提供ERA相關文件網頁,(http://www.archives.gov/electronic_records_archives/about_era/documentation/)
    美國國會圖書館數位保存計畫網站,(http://www.digitalpreservation.gov/index.php?nav=4)
    英國國家檔案館[PRO]處理電子檔案的策略 (http://www.pro.gov.uk/recordsmanagement/erecords/default.htm)
    英國國家檔案館[PRO]提供有關數位保存的資訊 (http://www.pro.gov.uk/about/preservation/digital/default.htm)
    英國國家檔案館[PRO]簡介PRNOM網頁,(http://www.pro.gov.uk/about/preservation/digital/pronom/default.htm)
    澳洲國家圖書館提供有關PONDORA計畫之相關文獻 (http://www.nla.gov.au/initiatives/digarch.html#pandora)
    澳洲國家檔案館有關電子檔案網頁,(http://www.aa.gov.au/recordkeeping/er/summary.html)
    澳洲維多利亞州政府[PROV]的VERS計畫網站(http://www.prov.vic.gov.au/vers/projects/projects.htm )

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